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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-10-02
  • MA RA
    APPROVED
    Since 2019-10-02

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 07/2008 11/2017
Cantella & Co., Inc. Boston MA 11/2017 08/2019
Ascensus Newton MA 09/2019 Present
  • 07/2008 → 11/2017
    Lpl Financial
    San Diego, CA
  • 11/2017 → 08/2019
    Cantella & Co., Inc.
    Boston, MA
  • 09/2019 → Present
    Ascensus
    Newton, MA
Previous Registrations
  • 2017-11-15 → 2019-08-23
    Cantella & Co., Inc.
    Malden, MA
  • 2008-12-26 → 2017-11-10
    San Diego, CA
  • 2005-07-05 → 2006-04-13
    Banc Of America Investment Services, Inc.
    Burlington, MA
    Burlington, MA
Other Businesses

Registrant receives rental income from real estate located in Laconia, NH starting July 2026. No hours are dedicated to this activity during Ascensus working hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-23
S66 Uniform Combined State Law Examination 2005-06-15
  • S65 Uniform Investment Adviser Law Examination
    2008-12-23
  • S66 Uniform Combined State Law Examination
    2005-06-15
Other Names
  • Allen John De Vincent

View on SEC IAPD

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