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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-17 |
Branch Locations
15110 Dallas Pkwy Suite 500, Dallas, TX 75248 • United States
Farmers Branch, TX • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-01 |
Branch Locations
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 12/2010 | Present |
| Advisor Resource Council (Formerly: 360 Wealth Management, Llc) | Dallas | TX | 06/2012 | Present |
1.10/27/2010:No Business Name - Invest.Rel. - AtReport.Bus.Loc(s) - Non-Variable Insurance - 1% Time Spent - Selling Group and Independent health insurance. 2.12/1/2010:No Business Name - NotInvest.Rel. - at local colleges - Teacher/Instructor - 5% Time Spent - Teaching financial /retirement planning seminars at local colleges. Colleges pay small fee to offset cost of books. 3.11/22/2011:360 Wealth Management - Invest.Rel. - AtReport.Bus.Loc(s) - Non-Variable Insurance DBA - Time Spent 100%. 4.10/22/2012:360 Wealth Mgmt - Invest.Rel. - 17300 DALLAS PKWY, DALLAS, TX 75248 - Real Estate Rental - Time Spent 5% - Have 8 additional offices at my current location. Rent them to LPL Advisors as needed. 5.5/9/2014:Team 360 Wealth Mgmt - Invest.Rel. - AtReport.Bus.Loc(s) - Non-Variable Insurance DBA - Time Spent 35%. 6.3/10/2016:Team 360WM - Invest.Rel. - AtReport.Bus.Loc(s) - DBA for LPL Business (entity for LPL business) - Start 03/01/2016 - 25 Hours Per Month During Securities Trading. 7.8/17/2016:Team 360 Wealth Mgmt - Invest.Rel. - AtReport.Bus.Loc(s) - DBA for LPL Business (entity for LPL business) - Start 08/12/2016 - 40 Hours Per Month/10 Hours During Securities Trading. 8.7/20/2018:No Business Name - NotInvest.Rel. - Home Based - Other-associate producer - Start Date: 07/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Selling my survival story to a production company. Would be credited as 'associate producer' or some similar type of credit. 9.10/13/2019:Advisor Resource Council - Invest.Rel. - AtReport.Bus.Loc(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10.11/8/2019:360 Wealth Planners - Invest.Rel. - AtReport.Bus.Loc(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-19 |
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