Joshua Erseen Kuo

Current Employers

Employment History

• 07/2010 → Present
  Rental Property
  Tustin, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Cupertino, CA
• 06/2018 → Present
  Shibui Vintage, Llc
  San Jose, CA

Previous Registrations

• 2009-08-10 → 2012-10-01
  Chase Investment Services Corp.
  Cupertino, CA
• 2009-07-01 → 2009-08-12
  Wells Fargo Investments, Llc
  Sunnyvale, CA
• 2009-05-02 → 2009-07-01
  Chase Investment Services Corp.
  Cupertino, CA
• 2007-06-13 → 2009-05-02
  Wamu Investments, Inc.
  Cupertino, CA
  San Jose, CA
  Bellflower, CA
  Cupertino, CA
  Santa Clara, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SHIBUI VINTAGE, LLC. POSITION: OWNER / OPERATOR START DATE: 6/1/2018 ADDRESS: 1476 San Jose, CA DETAILS: COLLECTION, RESTORATION AND TRADING OF VINTAGE TIMEPIECES HOURS DEDICATED (per month unless otherwise indicated): 4-5 WEEKEND HOURS HOURS DURING TRADING: 0 INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/30/2014 ADDRESS: 2491 TUSTIN, CA, 9253 LA JOLLA, CA. DETAILS: Rental properties HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  2004-01-16