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Stephen Keith Taylor

Wells Fargo Clearing Services, LLC

Roseville, CA

Roseville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-12
NV RA APPROVED 2024-04-11
WA RA APPROVED 2024-04-11
  • CA RA
    APPROVED
    Since 2024-04-12
  • NV RA
    APPROVED
    Since 2024-04-11
  • WA RA
    APPROVED
    Since 2024-04-11

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Fresno CA 11/2003 07/2023
Lpl Financial Llc Roseville CA 07/2023 04/2024
Wells Fargo Clearing Services, Llc Roseville CA 04/2024 Present
Previous Registrations
  • 2023-07-19 → 2024-04-26
    Lpl Financial Llc
    Carmichael, CA
    Folsom, CA
    Sacramento, CA
    Citrus Heights, CA
    Grass Valley, CA
    Sacramento, CA
    Roseville, CA
    Auburn, CA
  • 2008-05-26 → 2023-07-25
    Bancwest Investment Services, Inc.
    El Dorado Hills, CA
    Stockton, CA
    Stockton, CA
    Sacramento, CA
    Stockton, CA
    Stockton, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Lockeford, CA
    Lodi, CA
    Elk Grove, CA
    Elk Grove, CA
    Folsom, CA
    Citrus Heights, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Stockton, CA
    El Dorado Hills, CA
    Fairfield, CA
    Stockton, CA
    Stockton, CA
    Folsom, CA
    Citrus Heights, CA
    Roseville, CA
    Sacramento, CA
    Auburn, CA
    Carmichael, CA
    Grass Valley, CA
    Auburn, CA
    Grass Valley, CA
    Folsom, CA
    Citrus Heights, CA
    Sacramento, CA
    Carmichael, CA
    Roseville, CA
    Omaha, NE
Other Businesses

RENTAL PROPERTY; INV RELATED; CAMERON PARK, CA; 50% OWNERSHIP; START 05/18/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-22
S63 Uniform Securities Agent State Law Examination 2003-11-26
  • S65 Uniform Investment Adviser Law Examination
    2008-05-22
  • S63 Uniform Securities Agent State Law Examination
    2003-11-26
Other Names
  • Stephen Taylor
  • Stephen K. Taylor

View on SEC IAPD

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Other Investors

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Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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