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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-05 |
| AR | RA | APPROVED | 2005-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | N Little Rock | AR | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | N Little Rock | AR | 03/2020 | Present |
Business Ownership; Gum Point Land Co LLC; Owner; Legal entity Gum Point Land Co LLC - purchased unit #40 in existing hunting club and lodge; 18933 Arkansas River Levee, , Gould, AR, 71643; Not Investment-Related; 01/19/2025; 1 to 9 hours per month; 0 during trading hours / MUD LAKE LLC; Owner; legal entity llc - MUD LAKE LLC unit #40 of hunting club; 18933 ARKANSAS RIVER LEVEE, , GOULD, AR, 71643; Not Investment-Related; 01/19/2025; 1 to 9 hours per month; 0 during trading hours / 1 Oak Holdings LLC; Co-owner; Real Estate; 3205 Lakeview, , N Little Rock, AR, 72116; Not Investment-Related; 03/09/2026; 1 to 9 hours per month; 0 during trading hours / LakewoodAR LLC; Co-owner; Manage Ameriprise Business; 10 Parkstone Circle, , North Little Rock, AR, 72116; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LakewoodAR, LLC; Private Wealth Advisor - this is compensation paid to me for providing client service support, analysis and recommendations as it relates to financial planning and managed accounts; Manage advisory business; 10 Parkstone Circle, , North Little Rock, AR, 72116; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-17 |
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