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Ocean, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 02/2011 | 12/2020 |
| Pacific Investment Management Company Llc | New York | NY | 02/2011 | 12/2020 |
| Fidelity Investments | Wayne | NJ | 12/2020 | 03/2023 |
| Ameriprise Financial Services, Llc | Holmdel | NJ | 03/2023 | 11/2023 |
| Westpeak Financial Llc | Ocean | NJ | 12/2023 | Present |
| Ameriprise Financial Services | Holmdel | NJ | 03/2023 | 11/2023 |
Colin James Heaney- independent licensed insurance agent; Investment related: yes; 4 Meadows lane, Ocean, NJ 07712; independent insurance agent; Approximately 20 hours a month are spent on this outside business activity during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-19 |
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