Ann S Decaprio

LPl Financial LLC

North Reading, MA

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2008-08-07

MA RA
APPROVED

Since 2008-08-07

Branch Locations

2227 Washington St, Ste 300 2 Newton Executive Park, Newton, MA 02462 • United States

North Reading, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Newton	MA	07/2008	Present

07/2008 → Present

Lpl Financial

Newton, MA

Other Businesses

1. 10/13/2011 - OTHER-NOTARY PUBLIC / 1% OF TIME SPENT. 2. 12/13/2011 - DBA ONLY / KAPLAN FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-19

S66 Uniform Combined State Law Examination

2009-10-19

Designations

Other Names

Ann Marie Smilgis

View on SEC IAPD

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