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Jamie Christopher Freidhof

LPl Financial LLC

Newton, MA

Natick, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-05-14
  • MA RA
    APPROVED
    Since 2018-05-14

Branch Locations

2227 Washington St, Ste 300 2 Newton Executive Park, Newton, MA 02462 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaplan Financial Services Newton MA 10/2000 Present
Lpl Financial Llc Newton MA 09/2003 Present
  • 10/2000 → Present
    Kaplan Financial Services
    Newton, MA
  • 09/2003 → Present
    Newton, MA
Other Businesses

1) 12/29/2017 - Kaplan Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2018 - 160 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2018-05-07

View on SEC IAPD

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