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Michael Makoto Kawase

Ameriprise Financial Services, LLC

Los Angeles, CA

Costa Mesa, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-16
CA RA APPROVED 2004-03-05
  • TX RA
    APPROVED_RES
    Since 2016-08-16
  • CA RA
    APPROVED
    Since 2004-03-05

Branch Locations

6701 Center Dr W Ste 700, Los Angeles, CA 90045-1547 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Los Angeles CA 09/2003 03/2020
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-04
  • S66 Uniform Combined State Law Examination
    2004-03-04

View on SEC IAPD

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