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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
3937 Winston Ave, Covington, KY 41015 • United States
7630 Alexandria Pike, Alexandria, KY 41001 • United States
2 S Fort Thomas Ave, Fort Thomas, KY 41075 • United States
3600 Alexandria Pike, Cold Spring, KY 41076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Khsaa Wrestling Official | Burlington | KY | 07/2011 | Present |
| J.P. Morgan Securities Llc | Cincinnati | OH | 10/2012 | 05/2018 |
| Khsaa Assigner | Burlington | KY | 11/2014 | Present |
| U. S. Bancorp Investments, Inc. | Fort Thomas | KY | 05/2018 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Fort Thomas | KY | 02/2026 | Present |
1) KHSAA Wrestling Official; not investment-related; Union, KY; wrestling official, Wrestling Official; 11/2014; 5 hours/month; 0 hours/trading; officiate wrestling matches and tournaments. 2) KHSAA Assignor; not investment-related; Union, KY; wrestling official assignor, Assignor; 11/2014; 5 hours/month; 0 hours/trading; assign wrestling officials to matches and tournaments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-10 |
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