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Giovanni Salvatore Astorino

Osaic Wealth, Inc.

Maple Glen, PA

CRD 4714735

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
PA RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • PA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Maple Glen, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Maple Glen PA 03/2012 06/2024
Securities America Advisors, Inc Maple Glen PA 03/2012 06/2024
Osaic Wealth, Inc. Maple Glen PA 06/2024 Present
Osaic Wealth, Inc. Maple Glen PA 06/2024 Present
  • 03/2012 → 06/2024
    Securities America, Inc
    Maple Glen, PA
  • 03/2012 → 06/2024
    Securities America Advisors, Inc
    Maple Glen, PA
  • 06/2024 → Present
    Maple Glen, PA
  • 06/2024 → Present
    Maple Glen, PA
Previous Registrations
Other Businesses

**GIOVANNI ASTORINO POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2012 ADDRESS: 1618 Dillon Road, Maple Glen PA 19002 DESCRIPTION: Use in Next Phase, May use products to fill segmentation. **SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 03/2012 - LOCATED AT 1618 DILLON RD, MAPLE GLEN, PA 19002 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2012 ADDRESS: 1618 Dillon Road, Maple Glen PA 19002, United States DESCRIPTION: Provide Advisory services to my clients through FAP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-09
S63 Uniform Securities Agent State Law Examination 2002-09-28
  • S66 Uniform Combined State Law Examination
    2005-09-09
  • S63 Uniform Securities Agent State Law Examination
    2002-09-28
Other Names
  • Giovanni S Astorino
  • Giovanni S. Astorino
  • John Astorino

View on SEC IAPD

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