Allen J Davis

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24

TX RA
APPROVED_RES

Since 2026-03-24

Branch Locations

211 North Street, Northampton, MA 01060 • United States

Amherst, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Hadley	MA	04/2005	Present
Mml Investors Services, Llc	Hadley	MA	05/2005	Present

04/2005 → Present

Massmutual Life Insurance Co

Hadley, MA
05/2005 → Present

Mml Investors Services, Llc

Hadley, MA

Other Businesses

(1) Name: Allen Davis Inv rel: Y Add: 10 Bay Road Hadley MA 01035 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 9/2008 No. HR/MO: 5 No. HR/MO during sec trading: 1 Describe duties: Individual Life (2) Name: Allen J. Davis Inv rel: Y Add: 10 Bay Rd. Hadley MA 01035 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 10/2003 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: life and Long Term Care Insurance. (3) Name: Allen J. Davis, CFP Inv rel: N Add: Residential Address Nature: Author Position: Published the book - "Financial Planning for Solo Agers" Start date: 11/05/2025 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Promote the book through interviews and book signings.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-28
S63	Uniform Securities Agent State Law Examination	2003-12-18

S65 Uniform Investment Adviser Law Examination

2005-06-28
S63 Uniform Securities Agent State Law Examination

2003-12-18