John A Balster

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2019
  Principal Life Insurance Company
  Temecula, CA
• 09/2015 → 01/2019
  Princor Financial Services Corporation
  Temecula, CA
• 01/2019 → 01/2025
  Lincoln Financial Advisors
  Irvine, PA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Newport Beach, CA

Previous Registrations

• 2019-01-10 → 2025-01-24
  Osaic Fa, Inc.
  Irvine, CA
  Newport Beach, CA
• 2016-03-11 → 2018-12-31
  Principal Securities, Inc.
  Lincoln, NE
  Camarillo, CA
  Costa Mesa, CA
  Irvine, CA
  Temecula, CA

Other Businesses

1) JOHN BALSTER, INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 4340 Von Karman Ave, Ste. 270, Newport Beach CA 92660, United States DESCRIPTION: sell life insurance and annuities

Exams

• S66 Uniform Combined State Law Examination
  2015-09-08