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James Hudson Lloyd

Alliancebernstein L.P.

San Francisco, CA

CRD 4714216

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-17
DC RA APPROVED 2018-09-24
TX RA APPROVED_RES 2014-06-25
CA RA APPROVED 2009-04-28
  • FL RA
    APPROVED
    Since 2019-09-17
  • DC RA
    APPROVED
    Since 2018-09-24
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • CA RA
    APPROVED
    Since 2009-04-28

Branch Locations

555 California Street, Suite 4300, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc San Francisco CA 07/2003 Present
  • 07/2003 → Present
    Sanford C. Bernstein & Co., Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
S63 Uniform Securities Agent State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2009-04-27
  • S63 Uniform Securities Agent State Law Examination
    2003-11-04
Other Names
  • James Lloyd
  • James Hudson Lloyd

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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