Timothy Duncan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 10/2019
  Fsc Securities Corporation
  Birmingham, AL
• 08/2006 → Present
  Nettworth Financial Group
  Birmingham, AL
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2007-03-29 → 2019-10-10
  Fsc Securities Corporation
  Birmingham, AL
  Birmingham, AL
• 2004-03-23 → 2006-07-24
  Ameriprise Financial Services, Llc
  Birmingham, AL
  Birmingham, AL

Other Businesses

1) TIM DUNCAN, 4460 CAHABA RIVER BLVD BIRMINGHAM AL, 01/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2019, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 20 HR/MO TRADING 3) TIM DUNCAN, HOMEWOOD AL, 02/2023, ACTING, PERFORMING ARTS, NIR, 120 HR/MO 40 HR/MO TRADING 4) KROGER FULFILLMENT, 30 W Oxmoor Road, Homewood AL 35209, United States, 07/01/2024, Order Distribution, Food/Beverage Services, NIR, 100 HR/MO 6 HR/MO TRADING 5) NETTWORTH FINANCIAL GROUP, 4460 Cahaba River Blbd, Birmingham AL 35216, United States, 10/01/2019, IAR, DBA, INV REL, 10/MO - 5/Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-03-16

Other Names

• Timothy John Duncan
• Tim Duncan