Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
PA RA APPROVED 2005-06-02
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • PA RA
    APPROVED
    Since 2005-06-02

Branch Locations

550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Wayne PA 09/2003 Present
Financial Advisors Of Delaware Valley Wayne PA 09/2008 Present
Principal Securities Inc Wayne PA 03/2016 Present
  • 09/2003 → Present
    Principal Life Insurance Company
    Wayne, PA
  • 09/2008 → Present
    Financial Advisors Of Delaware Valley
    Wayne, PA
  • 03/2016 → Present
    Wayne, PA
Other Businesses

**OUTSIDE INSURANCE, SELLING VARIOUS FIXED INS THRU PPN/CRIMP, PA, 1/10. **Committee to Benefit the Children; Not Investment Related; Philadelphia, PA; President; President with no check writing or cash responsibilities, general fundraising and administrative duties in the carrying out of children's charity mission; Start Date: 01/01/2015; 8 hrs per month; 0 during trading hours. **Jim Murray & Meghan Houck, LLP; Not Investment Related; Wayne, PA; Owner; Co-own partnership for the purpose of shared payroll for shared employees.; Start Date: 03/01/2019; 1 hrs per month; 0 during trading hours. **AUDREY'S CHILDREN POSITION: Actor NATURE: movie role INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 09/19/2022 ADDRESS: Philadelphia Ronald McDonald House, 3925 Chestnut St #3110, Philadelphia PA 19104, United States DESCRIPTION: Three days of an acting role portraying my father in a movie that includes the Ronald McDonald House. **THE SPRINGHAVEN CLUB POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 600 S Providence Rd, Wallingford PA 19086, United States DESCRIPTION: Board member of Country Club, advisory role for Club for ongoing development and maintenance of the Club.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-01
S63 Uniform Securities Agent State Law Examination 2004-01-02
  • S65 Uniform Investment Adviser Law Examination
    2005-06-01
  • S63 Uniform Securities Agent State Law Examination
    2004-01-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayne, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor