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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| PA | RA | APPROVED | 2005-06-02 |
Branch Locations
550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Wayne | PA | 09/2003 | Present |
| Financial Advisors Of Delaware Valley | Wayne | PA | 09/2008 | Present |
| Principal Securities Inc | Wayne | PA | 03/2016 | Present |
**OUTSIDE INSURANCE, SELLING VARIOUS FIXED INS THRU PPN/CRIMP, PA, 1/10. **Committee to Benefit the Children; Not Investment Related; Philadelphia, PA; President; President with no check writing or cash responsibilities, general fundraising and administrative duties in the carrying out of children's charity mission; Start Date: 01/01/2015; 8 hrs per month; 0 during trading hours. **Jim Murray & Meghan Houck, LLP; Not Investment Related; Wayne, PA; Owner; Co-own partnership for the purpose of shared payroll for shared employees.; Start Date: 03/01/2019; 1 hrs per month; 0 during trading hours. **AUDREY'S CHILDREN POSITION: Actor NATURE: movie role INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 09/19/2022 ADDRESS: Philadelphia Ronald McDonald House, 3925 Chestnut St #3110, Philadelphia PA 19104, United States DESCRIPTION: Three days of an acting role portraying my father in a movie that includes the Ronald McDonald House. **THE SPRINGHAVEN CLUB POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 600 S Providence Rd, Wallingford PA 19086, United States DESCRIPTION: Board member of Country Club, advisory role for Club for ongoing development and maintenance of the Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-02 |
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