James Edward Townes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Aflac
  Pasadena, CA
• 07/2009 → Present
  Leisure Wenden & Tsary Agency
  San Francisco, CA
• 07/2009 → Present
  Pacific Advisors
  San Jose, CA
• 06/2009 → Present
  Mutual Of Omaha
  Washington, DC
• 08/2014 → 01/2025
  Lincoln Financial Securities
  Long Beach, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Long Beach, CA

Previous Registrations

• 2014-08-01 → 2025-01-24
  Osaic Fs, Inc.
  Long Beach, CA
  Long Beach, CA
  Hebron, KY
• 2009-09-16 → 2014-05-23
  Securian Financial Services, Inc.
  Newport Beach, CA
• 2006-05-11 → 2009-07-14
  Msi Financial Services, Inc.
  Orange, CA
  Ocean Beach, CA
  Walnut Creek, CA
  Campbell, CA

Other Businesses

1) JAMES TOWNE II/TFC, 1900 EAST OCEN BOULEVARD, LONG BEACH, CA. CATEGORY: INSURANCE. INVESTMENT-RELATED: YES. TITLE: AGENT. DUTIES: OFFERING ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, LONG-TERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 2/2003. HOURS PER MONTH: 20. HOURS PER MONTH DURING TRADING HOURS: 4. 2)Townes Financial Consulting (TFC), 1900 E Ocean Blvd, Long Beach CA 90802 Category: Consulting Investment Related: No Title: Owner/ Consultant Duties: provide business consulting for small business owners and financial education to community colleges and clergy members Start Date: 11/2016 Hours per Month: 20 Hours per Month during trading hours: 10 3) JAMES TOWNES II / TFC POSITION: Agent NATURE: sale of insurance products; medical, DI, life, ltc, supplemental products (AFLAC), blue shield, etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 1900 East Ocean Blvd., Suite 814, Long Beach CA 90802, United States DESCRIPTION: financial planning services, instructor (using emerald materials), sale of insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-25
• S63 Uniform Securities Agent State Law Examination
  2003-12-06

Designations

• Certified Financial Planner

Other Names

• James Townes
• James Edward Townes