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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
2990 Lava Ridge Ct Ste 210, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutua Life Insurance Company | Milwaukee | WI | 03/2003 | Present |
| Northwestern Mutual Investment Services, Llc. | Sacramento | WI | 10/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NO AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES ON NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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