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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
| CT | RA | APPROVED | 2025-09-24 |
| LA | RA | APPROVED | 2025-07-28 |
| GA | RA | APPROVED | 2025-05-05 |
| DE | RA | APPROVED | 2025-03-27 |
| WA | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2024-09-18 |
| NH | RA | APPROVED | 2024-09-16 |
| NC | RA | APPROVED | 2024-08-08 |
| VA | RA | APPROVED | 2024-07-23 |
| MD | RA | APPROVED | 2024-07-09 |
| MA | RA | APPROVED | 2024-07-09 |
| FL | RA | APPROVED | 2024-07-08 |
| PA | RA | APPROVED | 2024-06-12 |
| SC | RA | APPROVED | 2024-06-12 |
| NY | RA | APPROVED | 2024-02-01 |
| NJ | RA | APPROVED | 2024-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ferrara Financial | Cranford | NJ | 09/2004 | 09/2022 |
| Northeast Planning Corporation | Cranford | NJ | 07/2004 | 09/2022 |
| Guardian Life Insurance Co Of America | Little Silver | NJ | 02/2009 | Present |
| Park Avenue Securities Llc | Little Silver | NJ | 02/2009 | Present |
| Guardian Life Insurance | Cranford | NJ | 05/2019 | 09/2022 |
| Park Avenue Securities | Cranford | NJ | 05/2019 | 09/2022 |
| Guardian Life Insurance | Holmdel | NJ | 10/2019 | 09/2022 |
| Park Avenue Securities | Holmdel | NJ | 10/2019 | 09/2022 |
1. Insurance other than Guardian- utilize other carriers for their products and services, Start: 02/01/2011, Address: 518 Prospect Ave. Little Silver NJ 07739, 2 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. BFG Realty LLC-This is a real estate holding company, Start: 11/01/2016, Address: 518 Prospect Ave. Little Silver, NJ 07739, 0 hrs per month, Investment related, 3. BeThenDo Foundation-Family foundation focused on providing training for teachers, administrators and coaches on how to do CPA/AED for young children,. Start: 05/01/2018, Address: 518 Prospect Ave. Little Silver, NJ 07739, 1 non bus hr per month, Not investment related, 4. Bennett Financial Group-It's my approved DBA that I operate under. My role is President/Founder, Start: 09/01/2004, Address: 518 Prospect Ave, Little Silver NJ 07739, 240 bus hrs per month, Investment related, 5. Graceful Equine LLC-LLC to be used with the purchase/sale of horses along with the maintenance., Start: 10/17/2023, Address: 518 Prospect Ave, Little Silver NJ 07739, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-19 |
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