Katherine Jean Burgess

Current Employers

Employment History

• 02/2013 → 02/2018
  Lpl Financial Llc
  Charlotte, NC
• 02/2018 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 02/2018 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Franklin, TN

Previous Registrations

• 2018-02-27 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Waterford, MI
  Waverly, IA
  Franklin, TN
  Franklin, TN
  Clarksville, IA
• 2013-03-06 → 2018-02-06
  Lpl Financial Llc
  Waterford, MI
  Fort Mill, SC
• 2012-11-09 → 2013-01-18
  The Huntington Investment Company
  Burton, MI
  Flint, MI
  Jackson, MI
  Troy, MI
  West Bloomfield, MI
  Ferndale, MI
  Shelby Twp., MI
  Shelby Township, MI
  Warren, MI
  Sterling Hts., MI
  Walled Lake, MI
  Clinton Township, MI
  Macomb Township, MI
  Chesterfield, MI
  Clinton Township, MI
  Macomb, MI
  Redford Township, MI
  Southfield, MI
  Shelby Township, MI
  Southfield, MI
  Canton, MI
  Mount Clemens, MI
  Clinton Township, MI
  Southfield, MI
  Sterling Hts., MI
  Waterford, MI
  Commerce Township, MI
  Washington, MI
  Warren, MI
  Hamtramck, MI
  Sterling Heights, MI
  Rochester, MI
  Novi, MI
  Canton, MI
  Chesterfield, MI
  Redford, MI
  Livonia, MI
  Washington, MI
  Harrison Township, MI
  Clinton Township, MI
  Warren, MI
  Dearborn, MI
  Warren, MI
  Warren, MI
  Warren, MI
  Warren, MI
  Troy, MI
  Clinton Township, MI
  St. Clair Shores, MI
  Shelby Twp, MI
  Sterling Heights, MI
  Novi, MI
  Farmington Hills, MI
  Northville Township, MI
  Mt.CLemens, MI
  Birmingham, MI
  Troy, MI
  Detroit, MI
  Detroit, MI
  Pontiac, MI
  Canton, MI
  Birmingham, MI
  Dearborn, MI
  Southfield, MI
  Bingham Farms, MI
  Dearborn Heights, MI
  Plymouth, MI
  Southfield, MI
  Ann Arbor, MI
  Auburn Hills, MI
  Southgate, MI
  Bloomfield Township, MI
  Saline, MI
  Clinton Township, MI
  Shelby Township, MI
  Ypsilanti, MI
  Marysville, MI
  Livonia, MI
  Lenox, MI
  Hartland, MI
  Troy, MI

Other Businesses

1. 05/18/2022 - Cuna Mutual Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Regional Program Leader - Start Date: 01/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 05/04/2023 - TruStage Wealth Management Consulting Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/23/2023 3. 04/01/2024 - FORA - Outside/W-2 Employment - Not Investment Related - Start Date 03/01/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-05