Amanda Marie Henchcliffe

Northwestern Mutual Investment Services, LLC

CRD 4097610

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-04-26

CA RA
APPROVED

Since 2021-04-26

Branch Locations

Saratoga, CA • United States

1919 S Bascom Ave Suite 350, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dan Madsen	San Jose	CA	10/2020	Present
Northwestern Mutual Investment Services Llc	San Jose	CA	11/2020	Present
Dan Madsen	San Jose	CA	04/2015	10/2020
Northwestern Mutual Wealth Management Company	Milwaukee	WI	09/2021	Present

10/2020 → Present

Dan Madsen

San Jose, CA
11/2020 → Present

Northwestern Mutual Investment Services Llc

San Jose, CA
04/2015 → 10/2020

Dan Madsen

San Jose, CA
09/2021 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-23
S63	Uniform Securities Agent State Law Examination	2005-01-27

S66 Uniform Combined State Law Examination

2021-04-23
S63 Uniform Securities Agent State Law Examination

2005-01-27

Other Names

Amanda Marie Henchcliffe
Amanda Marie Thomas
Amanda Marie Thomas
Amanda Marie Thomas
Amanda M Henchcliffe
Mandy Henchcliffe

View on SEC IAPD

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