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Thomas Edward Dexter

Commonwealth Financial Network

Gloucester, MA

CRD 4712653

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
MA RA APPROVED 2015-01-26
  • TX RA
    APPROVED
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2015-01-26

Branch Locations

Gloucester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2015 Present
Spinnaker Wealth Management Gloucester MA 01/2015 Present
Other Businesses

1. Co-owner, Thomas E Dexter, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 4/28/2018; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed Insurance Sales, At Branch Location, Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-20
  • S66 Uniform Combined State Law Examination
    2003-11-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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