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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-09 |
| MN | RA | APPROVED | 2025-11-04 |
| NV | RA | APPROVED | 2025-08-12 |
| KS | RA | APPROVED | 2025-07-16 |
| TX | RA | APPROVED | 2024-05-14 |
| ID | RA | APPROVED | 2024-05-10 |
| NC | RA | APPROVED | 2023-03-01 |
| KY | RA | APPROVED | 2023-02-23 |
| ME | RA | APPROVED | 2022-12-22 |
| VA | RA | APPROVED | 2022-08-05 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-04-21 |
| FL | RA | APPROVED | 2020-02-14 |
| PA | RA | APPROVED | 2020-01-16 |
| AZ | RA | APPROVED | 2019-07-05 |
| CO | RA | APPROVED | 2019-02-22 |
| CA | RA | APPROVED | 2018-01-08 |
| WA | RA | APPROVED | 2017-01-06 |
| VT | RA | APPROVED | 2015-10-06 |
| GA | RA | APPROVED | 2015-03-03 |
| SC | RA | APPROVED | 2012-01-18 |
| CT | RA | APPROVED | 2010-02-12 |
| RI | RA | APPROVED | 2008-12-11 |
| NH | RA | APPROVED | 2008-06-10 |
| MA | RA | APPROVED | 2007-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Whitinsville | MA | 03/2012 | Present |
| Park Avenue Securities Llc | Whitinsville | MA | 03/2012 | Present |
| Guardian Life Insurance | Dedham | MA | 05/2018 | 12/2019 |
| Park Avenue Securities | Dedham | MA | 05/2018 | 12/2019 |
1. Insurance other than Guardian-This is only insurance when Guardian is not an appropriate option for the client. Start: 05/15/2007 Address: Agency address 8 bus hrs per month Investment related 2. Rental Property-rent out a condo that I own. Start: 11/01/2012 Address: 1665A Providence Rd Northbridge, MA 01534 1 bus hr per month Investment related 3. Profectus Financial Partners, LLC-LLC that I use for marketing purposes for my Guardian/PAS business. No compensation is ever paid directly to this entity. Start: 10/01/2017 Address: 946 Hill St, Whitinsville, MA 01588 2 total hours per month, 2 during securities trading hours Investment related No annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-11 |
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