David Bryant Thompson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Jkl Planning And Investments, Llc
  Buchanan, GA
• 09/2013 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 09/2013 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Villa Rica, GA
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Villa Rica, GA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Villa Rica, GA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Villa Rica, GA
• 2013-10-02 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Villa Rica, GA
• 2013-04-02 → 2013-10-01
  Jkl Planning And Investments, Llc
  Carrollton, GA
• 2012-03-23 → 2013-03-14
  Raymond James Financial Services Advisors, Inc
  Carrollton, GA
  Carrolton, GA
  Douglasville, GA
• 2007-10-18 → 2010-04-07
  Investment Professionals, Inc.
  San Antonio, TX
  Carollton, GA
• 2005-10-24 → 2007-09-21
  Synovus Securities, Inc.
  Carrollton, GA
  Carrollton, GA
• 2004-01-13 → 2005-09-07
  Raymond James Financial Services, Inc.
  Carrollton, GA

Other Businesses

1. MY FINANCIAL SERVICES POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2013 ADDRESS: 430 West Bankhead Highway, Villa Rica GA 30180, United States DESCRIPTION: Sales and Service 2. JKL FINANCIAL SERVICES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/23/2018 ADDRESS: 487 McBrayer Road, Buchanan GA 30113, United States DESCRIPTION: Operating entity for advisory business 3. MY FINANCIAL HOLDINGS, LLC POSITION: 5% Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2018 ADDRESS: 430 West Bankhead Highway, Villa Rica GA 30180, United States DESCRIPTION: Budgeting

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-12-10
• S65 Uniform Investment Adviser Law Examination
  2003-12-04