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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
| NJ | RA | APPROVED | 2018-06-26 |
Branch Locations
60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | New York | NY | 11/2003 | 05/2018 |
| Charles Schwab & Co., Inc | New York City | NY | 05/2018 | Present |
| Charles Schwab Bank | New York City | NY | 05/2018 | Present |
| Pelham Little League | Pelham | NY | 02/2024 | Present |
1) Pelham little league | Investment Related:No|Sports/Physical Recreation|board member|2/14/2024|Less than 20|0|making decisions on events and activities for kids baseball in town
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-14 |
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