Nicholas Jude Fiorito

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2004 → 12/2017
  Northwestern Mutual Investment Services, Llc
  Metairie, LA
• 08/2008 → 12/2017
  Northwestern Mutual Investment Services, Llc
  Metairie, LA
• 09/2014 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2018 → Present
  Northwestern Mutual Investment Services, Llc
  Metairie, LA
• 01/2018 → Present
  Northwestern Mutual Investment Services, Llc
  Metairie, LA

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, FIORITO DISTRICT NETWORK OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 08/29/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. OWNER, FJ ENTERPRISES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/6/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-08
• S63 Uniform Securities Agent State Law Examination
  2003-12-11