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160 Summit Ave. #203, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 06/2006 | 12/2019 |
| Smallwood Financial Group Llc | Summit | NJ | 01/2020 | Present |
Payroll and HR Solution Services; Non Investment-Related; 54 Broad Street., Suite 205, Red Bank, NJ 07701; Consultant; Provide clients access to third-party payroll, HR, Time management cloud-based solutions; 2013 - Present
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
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