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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
| TX | RA | APPROVED | 2016-08-16 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1 Bridge Street, Suite 59, Irvington, NY 10533 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hawthorne | NY | 08/2016 | Present |
| Private Advisor Group, Llc | Hawthorne | NY | 08/2016 | Present |
1. 08/15/2016: No Business Name - Referrals - Not Investment Related - At Reported Business Location(s) - Started 05/27/2016 - 0% Time Spent - referral income 2. 08/15/2016: Strategic Asset Services - DBA for LPL Business (entity for LPL business) - Investment Related - 5 Clarendon Rd. Scarsdale NY 10283 - Started 06/01/2016 - 200 Hr/Mo; 8 Hours During Securities Trading; 90% Time Spent 3. 08/15/2016: Structured Insurance Services - Non-Variable Insurance - Investment Related - 5 Clarendon Rd, Scarsdale, NY 10583 - Started 01/01/2016 - 5% Time Spent - life insurance 4. 08/25/2016 - Private Advisor Group - Registered Investment Advisor DBA - (Hybrid) The Gilmore Group - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 2003 - TIME SPENT 100% 5. 08/25/2016 - Private Advisor Group - Registered Investment Advisor - (Hybrid) Private Advisor Group - INV REL - 65 Madison Ave, Suite 300 Morristown, NJ 07960 - TIME SPENT 100% 6. 08/25/2016 - Private Advisor Group - Registered Investment Advisor DBA - (Hybrid) Strategic Asset Services (SAS) - INV REL - 5 Clarendon Road, Scarsdale, NY 10583 - START 2003 - TIME SPENT 100%. 7. 4/6/2018 - Strategic Asset Services - Not Investment Related - At Reported Business Location(s) - Property and Casualty - Started 01/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 8. 4/6/2018 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2016 - 20 Hours Per Month During Securities Trading. 9. 4/11/2018 - Strategic Asset Services of NY LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 11/07/2019 - Strategic Insurance - Investment related - At reported business location(s) - Non-Variable Insurance - start date:11/1/2019 - 10 hrs/mo - 1 hr during trading. 11. 9/28/2020 - 18 Pleasant Ridge LLC - Investment Related - 5 Clarendon Road - Other-Rep's Business - Start Date: 8/31/2020 - 5 Hours Per Month/0 Hours During Securities Trading - A proposed entity for the renovation of a single family home in Harrison NY. 12. 1/22/2021 - Mindset Conference Group LLC - Not Investment Related - 523 E 14th St Apt 8A New York, NY 10009- Other-Conference business - Start Date: 8/31/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Providing third party speakers for young adult education. 13. 10/22/2021 - 2 Elm Hill LLC - Investment Related - 2 Elm Hill Rye Brook NY 10573 - Other-Real estate development - Start Date: 08/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Entity for the subdivision and development of 4 single family homes in Rye Brook NY. 14. 08/11/2022- Strategic Assets GP LLC- Not Investment Related- At Reported Business Location(s)- Other - Entity for RIA Revenue- Owner- Agent - Start Date- 07/14/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 15. 08/16/2022- STRATEGIC ASSETS GP LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading 16. 12/23/2024- Planning Partner Inc- Other - corporation- Not INV Related- At NY, New York- Start date 07/31/2024- 5 Hours Per Month 17. 12/27/2024- NMVentures LLC- Rep's Business- Not INV Related- At Ladson, SC- Start 04/17/2023 18. 02/21/2025 - Strategic Asset Services - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:08/15/2016 - 20 Hrs/Mth - 2 Hrs During Trading. 19. 07/17/2025 - Brandywine Homes and Estates LLC - Other - Real Estate Development - Home Based - Not Inv Rel - Start date: 06/15/2025 20. 10/22/2025- NMVentures LLC- Other - LLC- Not INV Related- At Ladson, SC- 5 Hours Per Month 21. 01/05/2026 - Philarthropy - Non-Profit Board Member - Not Investment Related - New York, NY - Start Date 10/15/2023 - 5 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-24 |
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