Leonard John Whitlock

Current Employers

Employment History

• 05/2007 → 02/2022
  Citigroup Global Markets Inc.
  North Haven, CT
• 02/2022 → 09/2022
  Wells Fargo Clearing Services, Llc
  Madison, CT
• 02/2022 → 09/2022
  Wells Fargo Bank, Na
  Madison, CT
• 09/2022 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Canaan, CT
• 10/2022 → 05/2024
  Bank Of America N.A.
  New Canaan, CT
• 09/2024 → Present
  Webster Bank
  Cheshire, CT
• 09/2024 → Present
  Lpl Financial
  Cheshire, CT
• 05/2024 → 09/2024
  Unemployed
  Guilford, CT

Previous Registrations

• 2022-10-13 → 2024-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Canaan, CT
• 2022-03-09 → 2022-09-29
  Wells Fargo Clearing Services, Llc
  Madison, CT
  Melville, NY
• 2021-02-22 → 2022-02-15
  Citigroup Global Markets Inc.
  Fairfield, CT
  Westport, CT
  New York, NY
  Westport, CT
  Westport, CT
  Westport, CT
  Somers, NY
  South Windsor, CT
  New York, NY
  North Haven, CT
  Westport, CT
  Stratford, CT
  Gloucester, VA
  Westport, CT
  Westport, CT
  North Haven, CT
  Stamford, CT
  Fairfield, CT
  New York, NY
  Fort Lee, NJ
  Westport, CT
  New York, NY
  Boca Raton, FL
  Port Jefferson, NY
  Bridgeport, CT
  Fort Mill, SC

Other Businesses

1 - 09/11/2024 - Webster Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 09/11/2024 - Webster Bank - Financial Institution Duty - Inv Related - 160 Hours/Month - 8 Hours During Trading - CT 06410 - OBA Start Date: 09/16/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-22
• S63 Uniform Securities Agent State Law Examination
  2003-12-09

Other Names

• Len John Whitlock
• Leonard John Whitlock
• Leonard Whitlock
• Leonard John Whitlock