Lisa Michelle Dieter

Current Employers

Emberhouse, Llc

Chicago, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-02-11

IL RA
APPROVED

Since 2017-02-11

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2017
Morgan Stanley	Glenview	IL	03/2014	02/2017
Morgan Stanley	Chicago	IL	11/2015	02/2017
Emberhouse, Llc	Chicago	IL	02/2017	Present

01/2015 → 02/2017

Morgan Stanley Private Bank, National Association

New York, NY
03/2014 → 02/2017

Morgan Stanley

Glenview, IL
11/2015 → 02/2017

Morgan Stanley

Chicago, IL
02/2017 → Present

Emberhouse, Llc

Chicago, IL

Previous Registrations

2010-11-19 → 2017-02-20

Morgan Stanley

Glenview, IL

Chicago, IL
2008-04-21 → 2010-11-24

Mesirow Financial Investment Management, Inc.

Highland Park, IL
2005-07-13 → 2008-04-17

Chase Investment Services Corp.

Deerfield, IL

Round Lake, IL

Chicago, IL

Fox Lake, IL

Other Businesses

1) Ms. Dieter is a co-owner of two residential rental properties. 2) Spousal Partner; SCH Trading; Investment Related: Yes; Location: 1201 N LaSalle Dr Chicago IL 60610; Description of the business: SCH Trading is a sposual general partnership. Matt trades in stocks and options held in the name of the entity.; Start date with business: 2019-03-13; Percentage of total yearly compensation expected to be derived from the business: 3;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-08
S63	Uniform Securities Agent State Law Examination	2003-10-25

S65 Uniform Investment Adviser Law Examination

2005-07-08
S63 Uniform Securities Agent State Law Examination

2003-10-25

Other Names

Lisa M. Dieter

View on SEC IAPD