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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-04-06
TX RA APPROVED_RES 2002-02-06
  • GA RA
    APPROVED
    Since 2004-04-06
  • TX RA
    APPROVED_RES
    Since 2002-02-06

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/1999 Present
Bank Of America, N.A. Atlanta GA 09/2009 Present
Other Businesses

(1) NAME: STEVEN KURTZ; PERSONAL FIDUCIARY ROLE EFFECTIVE 08/25/2010 (2) NAME: MICHAEL LINENBERG; FIDUCIARY POSITIONS EFFECTIVE 08/25/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2000-03-01

View on SEC IAPD

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