Julian Luis Diaz

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-03-25

CT RA
APPROVED

Since 2017-03-25

Branch Locations

Weston, CT • United States

6 Corporate Drive, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Shelton	CT	12/2008	03/2017
Massmutual Life Insurance Co	Shelton	CT	07/2016	Present
Mml Investors Services, Llc	Shelton	CT	03/2017	Present

12/2008 → 03/2017

Metlife Securities Inc.

Shelton, CT
07/2016 → Present

Massmutual Life Insurance Co

Shelton, CT
03/2017 → Present

Mml Investors Services, Llc

Shelton, CT

Previous Registrations

2009-02-03 → 2017-03-25

Msi Financial Services, Inc.

Shelton, CT
2007-02-12 → 2008-11-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

Other Businesses

Independent Insurance Agent - from business address - - Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care - 10 security hours and 0 non security hours- since 11/2009

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-09
S63	Uniform Securities Agent State Law Examination	2003-11-26

S66 Uniform Combined State Law Examination

2007-02-09
S63 Uniform Securities Agent State Law Examination

2003-11-26

View on SEC IAPD