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Jose Ramon Freyre

LPl Financial LLC

Milwaukee, WI

CRD 4711629

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-12-10
  • WI RA
    APPROVED
    Since 2007-12-10

Branch Locations

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Milwaukee WI 12/2007 Present
  • 12/2007 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Milwaukee, WI
Other Businesses

(1) 10/01/2007 - DBA ONLY - MONARCH WEALTH MANAGEMENT - MILWAUKEE, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-24
  • S66 Uniform Combined State Law Examination
    2003-11-24

View on SEC IAPD

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