James Philip Teller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 10/2016
  Investacorp, Inc.
  Orchard Park, NY
• 09/2016 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2019 → 11/2023
  Woodbury Financial Services, Inc.
  Orchard Park, NY
• 02/2012 → Present
  Legacy Financial Group, Inc.
  Orchard Park, NY
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Orchard Park, NY
• 11/2023 → 09/2025
  Avantax Advisory Services
  Orchard Park, NY
• 11/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Orchard Park, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Orchard Park, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-11-20 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Orchard Park, NY
• 2021-04-22 → 2023-11-21
  Woodbury Financial Services, Inc.
  Orchard Park, NY

Other Businesses

1) LEGACY FINANCIAL GROUP, INC. POSITION: Financial Professional NATURE: Retirement planning, financial planning, estate planning, investment planning, risk analysis budgeting. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2012 ADDRESS: 220 Redtail, Suite 6, Orchard Park NY 14127, United States DESCRIPTION: Meet with clients, review goals of client, review risk tolerance, find products for clients and review investment performance. 2) WIFE'S POA POSITION: POA NATURE: I act on my wife's behalf with she is unbale to do so, in regard to her legal matters. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/08/2024 ADDRESS: 220 Redtail, Suite 6, Orchard Park NY 14127, United States DESCRIPTION: Pay her bills and/or makes business decisions on her behalf 3)POA POSITION: POA NATURE: I can handle business matters, bill paying, banking etc INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/08/2024 ADDRESS: 220 Redtail, Suite 6, Orchard Park NY 14127, United States DESCRIPTION: Thought it best to list me as the POA if help is needed. 4) POWER OF ATTORNEY POSITION: POA NATURE: I act on behalf when unable to do so, in regard to legal matters. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/08/2024 ADDRESS: 220 Redtail, Suite 6, Orchard Park NY 14127, United States DESCRIPTION: Pay bills and/or makes business decisions.

Exams

• S66 Uniform Combined State Law Examination
  2021-10-08

Other Names

• J Philip Teller
• James Teller
• James Philip Teller
• James P Teller
• James Philip Teller