Nathan T Farr

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-08-03
WI	RA	APPROVED	2018-03-16

TX RA
APPROVED

Since 2018-08-03
WI RA
APPROVED

Since 2018-03-16

Branch Locations

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B.C. Ziegler And Company	Madison	WI	08/2010	03/2018
Stifel, Nicolaus & Company, Incorporated	Middleton	WI	03/2018	Present

08/2010 → 03/2018

B.C. Ziegler And Company

Madison, WI
03/2018 → Present

Stifel, Nicolaus & Company, Incorporated

Middleton, WI

Previous Registrations

2009-11-09 → 2018-03-16

B. C. Ziegler And Company

Chicago, IL

Chicago, IL

Middleton, WI

Rockford, IL

Chicago, IL
2003-12-15 → 2009-11-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Madison, WI

Madison, WI

Other Businesses

Notary Seal State of Wisconsin; 201 W. Washington Madison WI 53703; notary republic; Notarize documents when necessary; 09/09/2014; 2.00 Hour(s) Per Year; During securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-12

S66 Uniform Combined State Law Examination

2003-12-12

Designations

Certified Financial Planner

Other Names

Nathan Farr
Nate Farr

View on SEC IAPD