Charlotte A. Roper

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2016
  Valic Financial Advisors, Inc.
  Venice, FL
• 09/2016 → 12/2016
  Primerica Finanacial Services
  Punta Gorda, FL
• 09/2016 → 12/2016
  Pfs Investments Inc.
  Punta Gorda, FL
• 12/2016 → 09/2017
  Regions Bank
  Sarasota, FL
• 01/2017 → 08/2017
  Cetera Investment Services Llc
  Sarasota, FL
• 01/2017 → 08/2017
  Cetera Investment Advisers Llc
  Sarasota, FL
• 09/2017 → 08/2018
  Cuna Brokerage Services, Inc.
  Tampa, FL
• 09/2017 → 08/2018
  Suncoast Credit Union
  Tampa, FL
• 08/2018 → Present
  J.P. Morgan Securities Llc
  Venice, FL
• 08/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Venice, FL
• 05/2011 → Present
  Westbow Press Published Author
  Bloomington, IN

Previous Registrations

• 2017-10-06 → 2018-08-22
  Cuna Brokerage Services, Inc.
  Port Charlotte, FL
  Tampa, FL
  Cape Coral, FL
• 2017-02-09 → 2017-09-01
  Cetera Investment Advisers Llc
  Sarasota, FL
• 2016-07-27 → 2016-09-14
  Valic Financial Advisors, Inc.
  Tampa, FL
• 2013-07-01 → 2016-08-04
  J.P. Morgan Securities Llc
  Lexington, KY
  Richmond, KY
• 2010-09-20 → 2012-07-18
  Edward Jones
  Lexington, KY
• 2008-09-09 → 2010-09-20
  Lpl Financial Llc
  Richmond, KY
  San Diego, CA
  Richmond, KY
• 2008-01-25 → 2008-09-10
  U.S. Bancorp Investments, Inc.
  Berea, KY
  Richmond, KY
  Richmond, KY
  Irvine, KY
  Lexington, KY
  Lexington, KY
  Lexington, KY

Other Businesses

Entity Name: WestBow Press Published Author Investment related: No Address: 1663 Liberty Drive Bloomington, IN 47403 www.westbowpress.com Nature of the other business: Author Position/Title/Relationship: Employee/Contractor Start Date: 05/16/2011 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Christian Book called Who Do You Serve, published through WestBow Press. I don't currently promote the book or bring in any income from sales. Book is available for purchase at online bookstores and Amazon. I don't have an active website for the book.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-24
• S63 Uniform Securities Agent State Law Examination
  2003-10-21

Other Names

• Charlotte Ann Johnson
• Charlotte A Roper
• Charlotte Ann Roper