Alan Michael Papier

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Nuveen Investments
  Chicago, IL

Previous Registrations

• 2004-03-22 → 2005-04-12
  Morningstar Investment Services Llc
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-02-22

Designations

• Chartered Financial Analyst