Inactive

David M Sorrentino

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Current Employers

N.N.A.I.A

6900 Jericho Turnpike Suite 300, Syosset, NY 11791 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-13
NJ	RA	APPROVED	2019-07-26

NY RA
APPROVED

Since 2021-06-13
NJ RA
APPROVED

Since 2019-07-26

Branch Locations

6900 Jericho Turnpike Suite 300, Syosset, NY 11791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sandlapper Wealth Management, Llc	Greenville	SC	11/2015	12/2017
Sandlapper Securities, Llc	Greenville	SC	11/2015	12/2017
N.N.A. Investment Advisors, Inc.	Syosset	NY	05/2006	Present

11/2015 → 12/2017

Sandlapper Wealth Management, Llc

Greenville, SC
11/2015 → 12/2017

Sandlapper Securities, Llc

Greenville, SC
05/2006 → Present

N.N.A. Investment Advisors, Inc.

Syosset, NY

Previous Registrations

2015-11-30 → 2017-12-11

Colony Park Financial Services Llc.

Syosset, NY

Greenville, SC
2010-10-19 → 2015-07-16

Capital Investment Advisory Services, Llc

Raleigh, NC
2010-10-08 → 2012-12-31

Cic Advisers, Llc

Raleigh, NC
2007-07-20 → 2010-09-16

Park Avenue Securities Llc

Woodbury, NY

Woodbury, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-07
S63	Uniform Securities Agent State Law Examination	2005-04-05

S66 Uniform Combined State Law Examination

2006-06-07
S63 Uniform Securities Agent State Law Examination

2005-04-05

View on SEC IAPD

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