Derek Edwin Woods

Facet CRD 285961

$7.60B regulatory AUM 2,521 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-09
VA	RA	APPROVED	2026-07-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Financial Finesse	Aurora	CO	02/2016	05/2017
American United Life	Aurora	CO	05/2017	11/2020
Oneamerica Securities	Aurora	CO	06/2017	11/2020
Madison Avenue Securities, Llc	San Diego	CA	12/2020	07/2021
E.A. Buck Financial Services	Honolulu	HI	11/2020	07/2021
Ae Wealth Management, Llc	Topeka	KS	12/2020	07/2021
Allstate Insurance Co	Denver	CO	07/2021	09/2022
Complete Health And Wellness	Aurora	CO	01/2020	03/2020
F45 Training	Aurora	CO	10/2021	09/2022
Independent Advisor Alliance	Charlotte	NC	12/2025	07/2026
Facet	West Palm Beach	FL	07/2026	Present
Brightside Financial	Earlysville	VA	11/2022	07/2026

2025-12-08 → 2026-07-06

Independent Advisor Alliance, Llc

Earlysville, VA
2021-07-30 → 2022-09-21

Allstate Financial Advisors, Llc

Denver, CO
2020-12-09 → 2021-07-23

Ae Wealth Management, Llc

Aurora, CO
2017-06-06 → 2020-12-15

Oneamerica Securities, Inc.

Aurora, CO

Indianapolis, IN
2015-04-20 → 2016-03-01

Msi Financial Services, Inc.

Greenwood Village, CO
2015-01-02 → 2015-04-23

Cambridge Investment Research Advisors, Inc.

Englewood, CO
2013-02-20 → 2015-03-27

Awm Asset Management Llc

Englewood, CO
2014-08-28 → 2014-09-30

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ

Engelwood, CO
2009-09-01 → 2013-02-04

Eagle Strategies Llc

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-08-24
S63	Uniform Securities Agent State Law Examination	2000-09-19