Giselle Bircann Mercado

Employer firm

Bolton Securities Corporation CRD 129376

$8.28B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 04/2017
  Wells Fargo Advisors, Llc
  Miami, FL
• 04/2017 → 07/2022
  Mora Wm Securities
  Miami, FL
• 07/2022 → Present
  Bolton Global Capital
  Bolton, MA
• 07/2022 → Present
  Bolton Global Asset Management
  Bolton, MA

Previous Registrations

• 2017-08-02 → 2022-09-06
  Mora Capital Management, Llc
  Miami, FL
• 2016-01-28 → 2017-04-20
  Morgan Stanley
  Coral Gables, FL
• 2013-08-08 → 2015-10-21
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
  Miami, FL
• 2010-01-01 → 2012-02-02
  Ubs Financial Services Inc.
  Miami, FL
• 2006-08-23 → 2010-01-01
  Ubs International Inc.
  Miami, FL
• 2006-05-23 → 2006-07-10
  Atlas One Capital Management, Llc
  Miami, FL
• 2005-02-23 → 2006-04-20
  Banc Of America Investment Services, Inc.
  Miami, FL
  Miami, FL
• 2004-09-10 → 2005-01-10
  Citigroup Global Markets Inc.
  Miami , FL
• 2004-03-11 → 2004-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Other Businesses

1) Dual registered with Bolton Global Capital, a FINRA registered firm as a Registered Representative and Bolton Global Asset Management, an SEC registered IA as an Investment Advisor.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-23

Other Names

• Gisselle D Mercado
• Gisselle Denisse Mercado
• Giselle Bircann Mercado
• Giselle Denisse Bircann Mercado