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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-15 |
Branch Locations
1441 Brickell Ave Suite 1700, Miami, FL 33131 • United States
579 Main Street, Bolton, MA 01740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 08/2013 | 04/2017 |
| Mora Wm Securities | Miami | FL | 04/2017 | 07/2022 |
| Bolton Global Capital | Bolton | MA | 07/2022 | Present |
| Bolton Global Asset Management | Bolton | MA | 07/2022 | Present |
1) Dual registered with Bolton Global Capital, a FINRA registered firm as a Registered Representative and Bolton Global Asset Management, an SEC registered IA as an Investment Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-23 |
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