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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-07-25
CO RA APPROVED 2021-01-19
TX RA APPROVED 2004-01-06
  • UT RA
    APPROVED
    Since 2024-07-25
  • CO RA
    APPROVED
    Since 2021-01-19
  • TX RA
    APPROVED
    Since 2004-01-06

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Park City , UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2003 Present
Bank Of America,N.A. Dallas TX 06/2011 Present
Other Businesses

I*1839273, Entity Type,Entity For Profit Name of OBA: Newkie Brown on the Town, LLCAddress:Dallas,TX,75206 Investment Related: NOPosition, Title, Association: OwnerEmployee Start Date: 04/26/2024No Hours:0 YEARLY No Hours during trading:0 Duties:This is my single interest (I'm 100% owner) LLC that will pass through for tax purposes. It was established to hold my real estate (second home). That is the only holding. I*4004265, Entity Type: Entity For Profit, Name of OBA: Newkie Brown on the Town, LLC, Address: Park City, Utah, 84060, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 12/25/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I have a leasing agent, so I don't take part in the rentals. This LLC (a single member LLC to hold my property) is already disclosed in AIM. I have some rental income now.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-04
  • S66 Uniform Combined State Law Examination
    2003-12-04
Other Names
  • Sonja Ann Blumoff
  • Sonja Ross
  • Sonja Ann Blumoff Ross
  • Sonja A Blumoff

View on SEC IAPD

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