Long Phi Nguyen

Current Employers

Sigma3Capital Llc

San Jose, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-27

CA RA
APPROVED

Since 2024-06-27

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma3Capital Llc	San Jose	CA	06/2024	Present
Josemite Inc.	Santa Clara	CA	08/2005	Present
Sigma3Tax Llc	San Jose	CA	04/2025	Present

06/2024 → Present

Sigma3Capital Llc

San Jose, CA
08/2005 → Present

Josemite Inc.

Santa Clara, CA
04/2025 → Present

Sigma3Tax Llc

San Jose, CA

Other Businesses

JOSEMITE INC; NON-INVESTMENT RELATED; SANTA CLARA, CA; 7 ELEVEN STORE/ CONVENIENCE STORE OWNER; START DATE 2005; 40 HOURS A MONTH DEDICATED TO THIS ACTIVITY; 25 DURING TRADING HOURS. Sigma3Tax LLC' Investment Related; San Jose, CA; Tax Preparation; Owner; 04/2025; 20 Hours a Month; 20 Hours during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-01
S63	Uniform Securities Agent State Law Examination	2003-12-19

S65 Uniform Investment Adviser Law Examination

2024-04-01
S63 Uniform Securities Agent State Law Examination

2003-12-19