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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-04
  • IN RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

209 Court St. [Office Of Convenience], Decatur, IN 46733 • United States

9017 Coldwater Rd 350 [Satellite], Fort Wayne, IN 46825 • United States

3755 E 82Nd Street Ste 40, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 09/2025
Wells Fargo Advisors Financial Network, Llc Fort Wayne IN 09/2025 Present
Previous Registrations
Other Businesses

Business Ownership; Stratim Group, Inc; admin.; legal entity to manage practice; 9017 Coldwater Rd Ste 350Fort Wayne, IN 46825, ,; Not Investment-Related; 05/19/2006; 1 to 9 hours per month; 0 during trading hours. Board of Directors;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-10
S63 Uniform Securities Agent State Law Examination 2000-03-07
  • S66 Uniform Combined State Law Examination
    2000-06-10
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07

View on SEC IAPD

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