Monica Kim Holtgrewe

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Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-04-15

NC RA
APPROVED

Since 2015-04-15

Branch Locations

4201 Congress Street Suite 160, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners Llc (Captrust)	Raleigh	NC	10/2010	Present
Capfinancial Securities Llc	Raleigh	NC	10/2010	Present

10/2010 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
10/2010 → Present

Capfinancial Securities Llc

Raleigh, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-12
S63	Uniform Securities Agent State Law Examination	2004-01-08

S65 Uniform Investment Adviser Law Examination

2012-11-12
S63 Uniform Securities Agent State Law Examination

2004-01-08

Other Names

Monica Kim Lehmann

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS

MUIRFIELD WEALTH ADVISORS LLC

MAI CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

ARKADIOS WEALTH ADVISORS

MODERA WEALTH MANAGEMENT, LLC

TLG ADVISORS, INC.

CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY

PHILIP REESE BAILEY

MICHELE V STUTTS

BRANDON RICHARD PHILLIPS

LEILA TARATUS EVANS

Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC

MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC

MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

LPL FINANCIAL LLC · CHARLOTTE, NC

ARKADIOS WEALTH ADVISORS · Charlotte, NC

MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC

TLG ADVISORS, INC. · Charlotte, NC

LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

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