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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-11 |
| CA | RA | APPROVED | 2015-01-21 |
Branch Locations
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
708 Canyon Brook Place, Las Vegas, NV 89145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-05-13 |
Branch Locations
3075 Townsgate Road, Suite 350, Westlake Village, CA 91361 • United States
708 Canyon Brook Place, Las Vegas, NV 89145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| One Capital Management, Llc | Westlake Village | CA | 09/2003 | Present |
| Rsg Wealth Management, Llc | Westlake Village | CA | 01/2019 | Present |
RSG Wealth Management, LLC Investment Related 9675 Ladue Road, St. Louis, MO 63124 Registered Investment Adviser Chief Compliance Officer/Chief Investment Officer Start Date March 1, 2019 40 hours per month No hours during trading hours Providing compliance support, and investment due diligence
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-16 |
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