Anthony Seo Lee

Current Employers

Employment History

• 01/2008 → 05/2021
  Unionbanc Investment Services
  Los Angeles, CA
• 05/2021 → Present
  Lpl Financial, Llc
  Los Angeles, CA
• 05/2021 → Present
  Perennial Investment Advisors, Llc(Perennial Financial Services)
  Los Angeles, CA

Previous Registrations

• 2008-05-12 → 2021-05-19
  U.S. Bancorp Advisors, Llc
  Los Angeles, CA
  Glendale, CA
  Orange, CA

Other Businesses

1. 5/14/2021 - PERENNIAL FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 5/2021. 2. 5/18/2021 - PERENNIAL INVESTMENT ADVISORS, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Chief Compliance Officer - Started 5/2021 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/18/2021 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Chief Compliance Officer - Started 5/2021 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/13/2025 - TASA Floral Couture LLC - Other - Floral Design - CEO - Not Investment Related - Santa Clarita, CA - Start Date 12/01/2025 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-09
• S66 Uniform Combined State Law Examination
  2000-04-14

Other Names

• Seo You
• Anthony Seo Hong