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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-22 |
| VA | RA | APPROVED | 2021-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Bedford | VA | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Bedford | VA | 02/2021 | 09/2021 |
| D.A. Davidson & Co. | Bedford | VA | 09/2021 | Present |
1) HORSE & REINS PROPERTIES POSITION: partner NATURE: I am a partner in a real estate business engaging in rental property acquisition and management. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2020 ADDRESS: 1652 riley run rd, forest VA 24551 2) M&K INVESTMENT, LLC; INVESTMENT RELATED; HARDY, VA; MINORITY MANAGER; START 5/22/24; 1 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PARTIAL OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
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