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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-18 |
| WI | RA | APPROVED | 2009-10-28 |
Branch Locations
20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Menomonee Falls | WI | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Menomonee Falls | WI | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; SISTER BAY, WI; 100% OWNERSHIP WITH SPOUSE; START DATE 03/03/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-29 |
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