Lynn Marie Foley

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2012-04-13

ME RA
APPROVED

Since 2012-04-13

Branch Locations

Falmouth, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Falmouth	ME	01/2012	Present
Mml Investors Services Llc	Falmouth	ME	02/2012	Present

01/2012 → Present

Massmutual Life Insurance Company

Falmouth, ME
02/2012 → Present

Mml Investors Services Llc

Falmouth, ME

Previous Registrations

2009-06-01 → 2010-07-21

Morgan Stanley

Portland, ME

Portland, ME
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Portland, ME

New York, NY

Portland, ME
2002-11-06 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Portland, ME

Other Businesses

1)NAME:LYNN FOLEY INV REL:Y ADDR:14 STONEWALL WAY FALMOUTH ME NATURE:GROUP LIFE, GROUP HEALTH, POSITION:SALES START:10/1/2014 NO HR/MO:1 NO HR/MO DUR TRADING:0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-01

S66 Uniform Combined State Law Examination

2000-03-01

Other Names

Marie Lynn Butler
Marie Lynn Foley
Lynn Butler Foley

View on SEC IAPD