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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-17 |
| NJ | RA | APPROVED | 2007-10-22 |
Branch Locations
Mount Laurel, NJ • United States
1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2007 | Present |
| Bank Of America, N.A. | Pennington | NJ | 07/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BRITTANY COMMONS COMMUNITY ASSOCIATION BOARD INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MOORESTOWN, NEW JERSEY 08057 NATURE OF BUSINESS: OTHER POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 07/07/2009 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOURS MONTHLY DUTIES: FINANCIAL OVERSIGHT. MERRILL ONLY HANDLES CUSTODY AND INVESTMENT OF RESERVE FUNDS. ALL MAIN BANKING FUNCTIONS AND CUSTODY ARE PERFORMED BY BENEFICIAL BANK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-07 |
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